LPL Financial saw advisor ranks and client assets shrink slightly during the first three months of the year, but the firm posted significant gains when compared to the first three months of last year.

Osaic announced that a financial advisory practice on its platform with $1.5 billion in assets under administration has moved from its 1099 channel to its W-2 channel. Kestra Financial has lured a ...

UBS Wealth Management's multiyear strategic transformation in the Americas division is yielding results, the firm's executives said in their first-quarter earnings call on Wednesday.

Just as it's getting easier for retail investors to access private credit, wealthy investors are becoming less interested, at least at UBS, according to news reports.

Osaic announced that a financial advisory practice on its platform with $1.5 billion in assets under administration has moved from its 1099 channel to its W-2 channel. Kestra Financial has lured a ...

Kestra Adds $300M Commonwealth FA Team ...

Fidelity Orders Employees Back to Office Days a Week ...

Raymond James announced that it has added advisor teams from Wells Fargo Advisors Financial Network and Merrill Lynch with a total of $880 million in client assets. RBC Wealth Management announced ...

Switzerland's finance minister, who has spearheaded a government proposal — now in front of the country's parliament — to tighten rules on Zurich-based UBS says lawmakers worry the company will ...

RBC Wealth Management announced that it has lured a financial advisor team overseeing about $542 million in client assets from UBS.

Republican lawmakers hoping to hang onto voters spooked by the rising cost of living are eyeing lowering capital gains taxes as the November midterm elections approach, according to Bloomberg.

Osaic has clinched a recapitalization of more than $2 billion with private equity firm Reverence Capital Partners, according to an announcement from the latter.