RBC Wealth Management announced that it has lured a financial advisor team overseeing about $542 million in client assets from UBS.

Switzerland's finance minister, who has spearheaded a government proposal — now in front of the country's parliament — to tighten rules on Zurich-based UBS says lawmakers worry the company will ...

Fidelity Orders Employees Back to Office Days a Week ...

Raymond James announced that it has added advisor teams from Wells Fargo Advisors Financial Network and Merrill Lynch with a total of $880 million in client assets. RBC Wealth Management announced ...

Republican lawmakers hoping to hang onto voters spooked by the rising cost of living are eyeing lowering capital gains taxes as the November midterm elections approach, according to Bloomberg.

A civil rights advocacy group is going to bat for a father-son advisor duo challenging what they say is a double-dipping disciplinary tactic used by the Securities and Exchange Commission.

Financial advisor ranks in UBS Group's Americas wealth management unit continued to shrink in the first quarter of 2026, but the unit's invested assets, as well as its revenue and profits, rose on a ...

Janney Montgomery Scott has lured a pair of financial advisors from FNB Trust.

Exchange-traded funds offering private credit exposure to the retail market have yet to offer real competition to their more established interval fund counterparts. While ETF managers say the category ...

LPL Financial announced that it has launched a support program for affiliated financial advisors deployed to serve in the U.S. Armed Forces.

Financial advisors whose younger clients hope to catch up with their savings via wagers on prediction market platforms may want to point out recent studies showing that very few people make money off ...

Ex-LPL FA Benched over Undisclosed Work for Streaming Co.